Unclaimed
John G. Kimberlin is a financial professional with over 25 years of experience in the industry. John is currently registered with Credit Agricole Securities (usa) Inc. and previously worked at several other firms including Instinet, LLC, Prebon Financial Products Inc., Collins Stewart (Securities) Inc., Tullett Liberty Brokerage Inc., Garban LLC, and Intercapital International Inc. John holds the Series 3, 7, 27, SIE, and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/13/2007 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
03/15/2007 - 03/20/2007
INSTINET, LLC (NEW YORK NY)
NJ
06/30/2005 - 07/22/2005
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NJ
06/30/2005 - 07/22/2005
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
NY
10/12/2004 - 07/20/2005
COLLINS STEWART (SECURITIES) INC. (NEW YORK NY)
NJ
10/12/2004 - 07/20/2005
TULLETT LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NY
10/12/2004 - 07/20/2005
TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)
NY
02/28/2002 - 01/13/2003
GARBAN LLC (NEW YORK NY)
NY
12/01/1993 - 01/13/2003
GARBAN CORPORATES LLC (NEW YORK NY)
NJ
09/19/1995 - 06/11/2002
GARBAN CAPITAL MARKETS LLC (JERSEY CITY NJ)
CT
07/12/2001 - 01/31/2002
GARBAN GIORGIO EQUITY TRADING LLC (GREENWICH CT)
NY
02/27/1996 - 01/25/2002
GARBAN LLC (NEW YORK NY)
NJ
02/27/1996 - 08/07/2001
GARBAN SECURITIES LLC (JERSEY CITY NJ)
NY
12/15/1999 - 12/06/2000
INTERCAPITAL INTERNATIONAL INC. (NEW YORK NY)
NY
07/26/2000 - 12/01/2000
INTERCAPITAL SECURITIES, INC. (NEW YORK NY)
NY
04/18/2000 - 07/18/2000
INTERCAPITAL SECURITIES, INC. (NEW YORK NY)
NY
12/15/1999 - 04/28/2000
INTERCAPITAL GOVERNMENT SECURITIES INC. (NEW YORK NY)
NY
03/28/1996 - 03/23/2000
TITUS & DONNELLY LLC (NEW YORK NY)
BC
Issued 11/15/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1999
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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