Unclaimed
John G Kennedy iii is a securities professional with over 30 years of experience in the financial services industry. John is currently registered with Solebury Capital LLC and has held prior roles with Tudor, Pickering, Holt & Co. Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., Credit Suisse First Boston Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, and Kidder, Peabody & Co. Incorporated. John has a broad range of experience, having held positions as a registered representative, a general securities principal, and an investment banking professional. John is licensed in several states, including California, Connecticut, Maryland, Massachusetts, New Jersey, New York, Ohio, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/08/2018 - Present
Solebury Capital LLC (HOUSTON TX)
TX
02/11/2010 - 10/02/2017
TUDOR, PICKERING, HOLT & CO. SECURITIES, INC. (HOUSTON TX)
GA
03/31/2005 - 01/27/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAVANNAH GA)
NY
01/09/2001 - 01/27/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/10/2000 - 12/15/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
11/03/2000 - 12/14/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
01/31/1995 - 10/10/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
08/19/1991 - 02/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
10/19/1988 - 03/13/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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