Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn G Joy is a financial advisor who has been active in the industry since September 11, 2022. John is currently registered with Mizuho Securities USA LLC and is licensed in all 50 states and the District of Columbia. Previously, John was registered with BOFA Securities, INC.. John holds a Series 7TO, Series 63, Series 86, Series 87 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/22/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/12/2022 - 07/22/2024
BOFA SECURITIES, INC. (NEW YORK NY)
BC
Issued 08/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/09/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/12/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2022
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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