Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn G Curren III has been in the financial industry since 2001. John is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. John holds the Series 7, 9, 10, 63, and 65 securities licenses as well as the SIE exam. John is a Certified Financial Planner and a Chartered Financial Consultant. John has prior experience with Charles Schwab & CO., INC., CAPITAL ONE INVESTMENTS, LLC, BANC ONE SECURITIES CORPORATION, HIBERNIA INVESTMENTS, L.L.C., and UBS PAINEWEBBER INC. John has been registered in Louisiana since 2001. John is also registered in Georgia, Mississippi, and Texas. John has a strong background in providing investment advice to a wide range of clients including high net worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
11/15/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MANDEVILLE LA)
LA
05/15/2007 - 11/19/2021
CHARLES SCHWAB & CO., INC. (Metairie LA)
LA
10/04/2004 - 04/02/2007
CAPITAL ONE INVESTMENTS, LLC (NEW ORLEANS LA)
IL
10/05/2001 - 08/11/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
LA
05/15/2001 - 08/16/2001
HIBERNIA INVESTMENTS, L.L.C. (NEW ORLEANS LA)
NJ
09/15/1999 - 04/16/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 10/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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