Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Baldassari is a financial advisor with Morgan Stanley. John has been in the financial industry for over 38 years. John has experience in providing financial advice to individuals, families, and businesses. John holds the Series 7, Series 10, Series 9, Series 3, Series 5, Series 15, and Series 63 licenses. John has a Certified Financial Planner designation and has provided financial services with Lehman Brothers Inc., John Hancock Distributors, Inc., UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CO
06/07/2019 - Present
Morgan Stanley (COLORADO SPRINGS CO)
IN
09/25/2009 - 06/12/2019
WELLS FARGO CLEARING SERVICES, LLC (FORT WAYNE IN)
IN
08/27/1990 - 10/02/2009
UBS FINANCIAL SERVICES INC. (FT WAYNE IN)
NY
02/25/1987 - 09/17/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/26/1984 - 04/08/1987
JOHN HANCOCK DISTRIBUTORS, INC.
BC
Issued 09/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/22/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 04/02/1987
Series 5 - Interest Rate Options Examination
BC
Issued 04/01/1987
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Baldassari is the right advisor for you? Invested Better is here to help.
