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John Fulton Hargraves

Brokers International Financial Services, LLC

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About John Fulton Hargraves

John Fulton Hargraves is a financial professional with over 18 years of experience in the financial services industry. John has a wide range of experience in the industry and has worked with firms such as Merrill Lynch, State Farm, and Valic Financial Advisors. John currently works with Brokers International Financial Services, LLC, based in Middleburg, Florida. John is registered as a broker-dealer (BC) and an investment advisor representative (IA). John holds multiple securities licenses, including Series 7, Series 66 and Series 6TO. John has a strong understanding of the financial markets and is committed to helping clients achieve their financial goals.

Firm Information

John Hargraves is currently registered with Brokers International Financial Services, LLC. Brokers International Financial Services, LLC is a Limited Liability Company based in Urbandale, IA, that provides investment advisory services to individuals, businesses, charitable organizations, and other investment advisors. The firm is registered with the SEC and in all 51 states and has over 180 licensed agents, 173 investment advisor representatives, and 197 registered representatives. They have approximately $2 billion in assets under management, with a majority of their clients being individuals other than high-net-worth, followed by high-net-worth individuals. They also offer educational seminars and publish periodicals, and they are involved in wrap fee program participation.
Brokers International Financial Services, LLC

4135 NW URBANDALE DR

URBANDALE, IA 50322

$2.00B

Assets Under Management

10

Total Clients

226

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets managed by third-party advisor firms

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John Hargraves’s Registration & Firm History

FL

04/30/2019 - Present

Brokers International Financial Services, LLC (Middleburg FL)

FL

01/06/2017 - 04/29/2019

J.W. COLE FINANCIAL, INC. (GAINESVILLE FL)

FL

09/22/2015 - 12/01/2016

VALIC FINANCIAL ADVISORS, INC. (JACKSONVILLE FL)

IL

01/02/2013 - 10/06/2015

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

FL

10/25/2010 - 02/08/2011

METLIFE SECURITIES INC. (ORLANDO FL)

FL

12/15/2009 - 08/30/2010

LPL FINANCIAL CORPORATION (JACKSONVILLE FL)

TX

08/10/2005 - 09/22/2009

VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)

NY

10/14/2004 - 01/05/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

OH

06/19/2003 - 05/14/2004

GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)

NY

09/24/2001 - 04/25/2003

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/11/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Fulton Hargraves. Review regulatory record here.
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