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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Fuller is a financial advisor with UBS Financial Services Inc., serving clients for over 28 years. John has a strong background in financial services, having worked for several firms including GPC Securities, TD Waterhouse Investor Services, Scottsdale Securities and Thomas James Associates. John is registered with the state of Georgia as both a broker and an investment advisor representative and holds several securities licenses including Series 7, 9, 10, 24, 63 and 66. John also holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
01/23/2006 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
05/07/2002 - 09/13/2005
GPC SECURITIES, INC. (ATLANTA GA)
NE
07/14/1995 - 11/16/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MO
10/13/1994 - 07/05/1995
SCOTTSDALE SECURITIES, INC. (ST. LOUIS MO)
NY
02/01/1993 - 05/07/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NA
07/23/1992 - 02/10/1993
F.N. WOLF & CO., INC.
NA
05/07/1992 - 07/28/1992
J. W. GANT & ASSOCIATES, INC.
BOTH
Issued 01/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/11/2004
Series 24 - General Securities Principal Examination
BC
Issued 06/14/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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