Unclaimed
John Freniere is a financial professional with over 15 years of experience in the industry. John is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC. John has experience in a variety of financial services areas, including investment company products, variable contracts, and securities. John holds licenses for Series 6, 7, 9, 10, 63, 99TO, and SIE. John has previously held positions with Fidelity Brokerage Services LLC, National Financial Services LLC, Fidelity Investments Institutional Services Company, Inc. John has experience with a variety of clients, including individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
06/29/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
09/14/2012 - 11/08/2013
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
06/21/2011 - 08/31/2012
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
NH
01/01/2008 - 02/15/2011
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
MA
05/21/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
BC
Issued 06/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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