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John Frederick Wardell

Allstate Financial Services, LLC

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About John Frederick Wardell

John Frederick Wardell is a financial professional with over 20 years of experience in the industry. John is currently registered with Allstate Financial Services, LLC in Peachtree Corners, Georgia. John is also registered in Florida, Georgia, Maryland, New Jersey, and South Carolina. John previously worked with firms such as QUESTAR CAPITAL CORPORATION, INTERSECURITIES, INC., WOODBURY FINANCIAL SERVICES, INC., NATIONWIDE SECURITIES, INC., CITICORP INVESTMENT SERVICES, CHEVY CHASE FINANCIAL SERVICES and MIMLIC SALES CORPORATION.

Firm Information

John Wardell is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Wardell’s Registration & Firm History

GA

01/15/2021 - Present

Allstate Financial Services, LLC (Peachtree Corners GA)

MD

06/10/2008 - 07/11/2008

QUESTAR CAPITAL CORPORATION (ANNAPOLIS MD)

MD

11/14/2007 - 02/08/2008

INTERSECURITIES, INC. (GLEN BURNIE MD)

MD

04/01/2005 - 10/23/2007

WOODBURY FINANCIAL SERVICES, INC. (ANNAPOLIS MD)

OH

01/23/2004 - 04/29/2005

NATIONWIDE SECURITIES, INC. (COLUMBUS OH)

NY

06/02/2003 - 01/08/2004

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

MD

03/14/1996 - 06/04/2003

CHEVY CHASE FINANCIAL SERVICES (BETHESDA MD)

MN

09/14/1993 - 02/23/1996

MIMLIC SALES CORPORATION (ST. PAUL MN)

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Licenses & Designations

BC

Issued 01/20/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/25/2017

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 05/20/1996

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/15/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/12/2021

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/1996

Series 7 - General Securities Representative Examination

BC

Issued 09/13/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Frederick Wardell. Review regulatory record here.
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