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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Frederick Wade is a financial advisor with over 20 years of experience in the industry. John is registered with Ameriprise Financial Services, LLC, a firm headquartered in Minneapolis, Minnesota, that has $1 billion to $10 billion in assets under management. John has been with Ameriprise Financial Services, LLC since January 2023. Prior to joining Ameriprise, John worked for Raymond James & Associates, Inc. in Santa Rosa, California, Oppenheimer & Co. Inc. in San Francisco, California and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Portland, Oregon. John holds several licenses, including the Series 66, Series 99TO, Series 7, and Series 10. John's specializations include asset allocation, retirement planning, college planning, and estate planning. John has a diverse client base that includes individuals, families, trusts, businesses, and charitable organizations. John is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/04/2023 - Present
Ameriprise Financial Services, LLC (San Francisco CA)
CA
11/15/2021 - 01/19/2023
RAYMOND JAMES & ASSOCIATES, INC. (SAN RAFAEL CA)
CA
03/24/2017 - 11/19/2021
OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)
OR
01/05/2005 - 03/20/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND OR)
NJ
09/12/2002 - 03/11/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 10/01/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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