Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Frederick Sterne is an active investment advisor representative with Edward Jones. John has been in the financial industry since June 1993. John has been with Edward Jones since March 2010. Previously, John worked at NEW ENGLAND SECURITIES and Ameriprise Financial Services, Inc. John has 4 approved SRO registrations, 1 approved FINRA registration, 1 approved state registration and 2 approved IA state registrations. John is registered with the state of Indiana and Missouri. John holds a Series 63, 66, 7, 9, 10 and 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
03/18/2010 - Present
Edward Jones (ST LOUIS MO)
IN
09/18/2009 - 02/25/2010
NEW ENGLAND SECURITIES (EVANSVILLE IN)
IN
06/04/1993 - 09/15/2009
AMERIPRISE FINANCIAL SERVICES, INC. (EVANSVILLE IN)
MN
06/04/1993 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/04/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/03/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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