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John Frederick Reim

Wealthpenn.comllc

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About John Frederick Reim

John Frederick Reim is an investment advisor representative with Wealthpenn.comllc. John has been in the industry since 1989 and has worked with firms such as Morgan Stanley & Co. Incorporated and CMS Investment Resources, Inc. John holds several industry licenses and has a strong track record of success in the financial services industry. John is dedicated to providing high-quality financial advice to individuals and families. Wealthpenn.comllc provides a range of investment services, including financial planning, portfolio management, and asset allocation advice. John is dedicated to helping clients reach their financial goals.

Firm Information

John Reim is currently registered with Wealthpenn.comllc. WEALTHPENN.COMLLC is a Limited Liability Company registered in New York and formed on February 2, 2009. The firm manages over $1.4 trillion in assets for a range of clients, including high-net-worth individuals, corporations, and investment companies. They offer a variety of advisory services, including financial planning, asset allocation, and portfolio management, with a focus on pension consulting and educational seminars. They have a strong presence across the United States, with registered representatives in all 50 states.
Wealthpenn.comllc

1747 Pennsylvania Ave NW

Washington, DC 20006

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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John Reim’s Registration & Firm History

DC

04/23/2020 - Present

Wealthpenn.comllc (Washington DC)

DC

08/11/2000 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)

NY

03/07/1986 - 02/07/1997

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NA

09/06/1985 - 03/18/1986

CMS INVESTMENT RESOURCES, INC.

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Licenses & Designations

BOTH

Issued 8/28/2000

Series 66 - Uniform Combined State Law Examination

IA

Issued 7/12/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/10/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 4/11/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 4/4/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 1/22/1986

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/30/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 9/15/1992

Series 15 - Foreign Currency Options Examination

BC

Issued 12/19/1986

Series 3 - National Commodity Futures Examination

BC

Issued 8/17/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for John Frederick Reim. Review regulatory record here.
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