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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Frederick Rasweiler is a financial advisor at UBS Financial Services Inc., with over 50 years of experience in the industry. John has a strong track record of success in providing financial advice and investment management services to a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. John has held previous positions at several prominent financial institutions, including MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., and PAINEWEBBER INCORPORATED. John's experience and expertise allow John to provide comprehensive financial planning and investment management services tailored to each client's unique needs and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/16/2013 - Present
UBS Financial Services Inc. (FLORHAM PARK NJ)
NJ
06/01/2009 - 08/29/2013
MORGAN STANLEY (MORRISTOWN NJ)
NJ
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MORRISTOWN NJ)
NY
05/02/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/13/1986 - 04/12/1988
PAINEWEBBER INCORPORATED
NA
04/30/1979 - 11/18/1986
PRUDENTIAL-BACHE SECURITIES INC.
NA
01/18/1978 - 04/16/1979
LOEB PARTNERS
NA
05/05/1977 - 01/18/1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
NA
02/10/1976 - 05/05/1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
NA
06/28/1974 - 02/21/1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
12/16/1968 - 05/07/1974
FERKAUF INC
BOTH
Issued 06/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/1979
Series 4 - Registered Options Principal Examination
BC
Issued 10/06/1976
Series 12 - NYSE Branch Manager Examination
BC
Issued 12/02/1968
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/23/1958
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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