Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Frederick Pitts is an active Registered Representative with over 30 years of experience in the financial services industry. John has been a securities professional since 1989. John currently works with Osaic Wealth, Inc. and Osaic Advisory Services, LLC. Prior to joining Osaic Wealth, Inc. and Osaic Advisory Services, LLC., John was a Registered Representative at Securities America, Inc. in Steilacoom, WA. John's previous role at KMS Financial Services, Inc. was in Lakewood, WA. John is currently licensed in several states and holds Series 7 and Series 63 securities licenses. John also holds a Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
06/14/2024 - Present
Osaic Wealth, Inc. (STEILACOOM WA)
WA
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (STEILACOOM WA)
WA
08/22/1989 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (LAKEWOOD WA)
IA
Issued 08/17/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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