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John Frederick Nash

Level Four Financial, LLC

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About John Frederick Nash

John Frederick Nash is a financial advisor with over 40 years of experience in the industry. He has a wide range of experience and expertise across various financial services areas. John has held key roles in prominent firms like Dean Witter Reynolds Inc., Heritage Financial Investments Corporation, and Mid-Atlantic Securities, Inc., before joining Level Four Financial, LLC.

Firm Information

John Nash is currently registered with Level Four Financial, LLC. Level Four Financial, LLC is a Limited Liability Company formed on January 22, 2004, and is registered in 51 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Nash’s Registration & Firm History

NC

10/14/2022 - Present

Level Four Financial, LLC (RALEIGH NC)

NC

04/14/1987 - 10/31/2022

MID-ATLANTIC SECURITIES, INC. (RALEIGH NC)

NA

02/07/1986 - 03/30/1987

HERITAGE FINANCIAL INVESTMENTS CORPORATION

NA

09/25/1978 - 02/14/1986

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

IA

Issued 03/21/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/29/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/21/1988

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/31/1986

Series 24 - General Securities Principal Examination

BC

Issued 04/14/1982

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/1982

Series 5 - Interest Rate Options Examination

BC

Issued 09/16/1978

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for John Frederick Nash. Review regulatory record here.
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