Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McLaughlin is a financial advisor with over 30 years of experience in the industry. John is currently registered with Ameriprise Financial Services, LLC and has been with the firm since 2011. Previously, John worked with Stifel, Nicolaus & Company, Incorporated and UBS Financial Services Inc. John is licensed to provide financial advice in several states including New York, California, Texas, and many others. John McLaughlin provides financial planning, pension consulting, educational seminars, asset allocation services, publication of periodicals, selection of other advisers, and portfolio management for individuals and businesses. John McLaughlin is a trusted advisor who can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/17/2020 - Present
Ameriprise Financial Services, LLC (Olean NY)
NY
06/22/2011 - 01/24/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (OLEAN NY)
NY
02/09/2007 - 06/30/2011
UBS FINANCIAL SERVICES INC. (OLEAN NY)
NY
05/14/1999 - 02/09/2007
MCDONALD INVESTMENTS INC. (OLEAN NY)
OH
01/05/1993 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
11/29/1990 - 12/31/1992
INDEPENDENT FINANCIAL SECURITIES, INC.
VA
10/22/1990 - 12/01/1990
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
09/29/1986 - 10/29/1990
EMPIRE NATIONAL SECURITIES, INCORPORATED
NA
10/04/1990 - 10/22/1990
INDEPENDENT FINANCIAL SECURITIES, INC.
NA
03/26/1986 - 08/05/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/25/1985 - 04/01/1986
THOMAS JAMES ASSOCIATES, INC.
IA
Issued 02/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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