Unclaimed
John Frederick Johnson is a registered representative with Raymond James & Associates, Inc. in WESTLAKE, OH. John has been in the securities industry for over 40 years and has experience in various areas including financial planning, portfolio management, and pension consulting. John is licensed in several states and has a wide range of product knowledge. John has previously worked with WELLS FARGO CLEARING SERVICES, LLC and LINSCO/PRIVATE LEDGER CORP. John is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
06/08/2023 - Present
Raymond James & Associates, Inc. (WESTLAKE OH)
OH
06/13/2003 - 06/05/2017
WELLS FARGO CLEARING SERVICES, LLC (WESTLAKE OH)
SC
05/24/1996 - 06/24/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
OH
09/25/1981 - 05/29/1996
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
IA
Issued 04/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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