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John Frederick Huntley

Nylife Securities LLC

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About John Frederick Huntley

John Frederick Huntley is a financial professional with experience in the industry. John is currently registered with Nylife Securities LLC in Houston, Texas. Previously, John was associated with Transamerica Financial Advisors, Inc. in Houston, Texas. John holds several professional licenses, including Series 6, Series 63, Series 65, and Series 6TO. John is also a registered representative in Texas.

Firm Information

John Huntley is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Huntley’s Registration & Firm History

TX

05/22/2024 - Present

Nylife Securities LLC (HOUSTON TX)

TX

08/22/2016 - 12/16/2019

TRANSAMERICA FINANCIAL ADVISORS, INC (HOUSTON TX)

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Licenses & Designations

BC

Issued 08/15/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/06/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/21/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/06/2024

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for John Frederick Huntley. Review regulatory record here.
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