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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Frederick Hayes is a financial advisor registered with Ameriprise Financial Services, LLC. John has been working in the financial industry since November 21, 1989. John has passed the Series 3, 7, and 63 exams and holds the Series 65 license as well as the SIE exam. John is a Certified Financial Planner and provides asset allocation, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services to individuals and businesses. John is registered with Ameriprise in Florida and Texas, and has previously been registered with Ameriprise Advisor Services, Inc. and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/05/2009 - Present
Ameriprise Financial Services, LLC (Sarasota FL)
FL
05/15/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SARASOTA FL)
FL
07/31/1993 - 05/28/2009
CITIGROUP GLOBAL MARKETS INC. (SARASOTA FL)
NY
11/22/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 09/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1989
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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