Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Frederick Carlin is a financial professional with over 20 years of experience in the securities industry. John has held various roles at prominent firms, including Wachovia Securities, Inc. and Citizens Capital Markets. John holds several professional licenses, including Series 7, 24, 63, 79, and the SIE. Currently, John is registered with Citizens JMP Securities, LLC and is based in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
03/30/2018 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
MO
10/15/2001 - 01/07/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
04/01/1999 - 10/15/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
03/03/1999 - 04/01/1999
WACHOVIA CAPITAL MARKETS, INC. (WINSTON SALEM NC)
BC
Issued 09/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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