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John Frederic Chisholm

Guggenheim Investments

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About John Frederic Chisholm

John Frederic Chisholm is a registered investment advisor representative with Guggenheim Investments. John has been in the industry since 1999 and is licensed to provide investment advice in New York and Illinois. John has prior experience working with Prudential Investment Management Services LLC, American Skandia Marketing, Inc., CDC IXIS Asset Management Distributors, L.P., Loomis Sayles Distributors, L.P. and Putnam Mutual Funds Corp. John’s current firm provides portfolio management services for individuals and businesses, and for pooled investment vehicles.

Firm Information

John Chisholm is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Chisholm’s Registration & Firm History

NY

08/26/2021 - Present

Guggenheim Investments (NEW YORK NY)

NJ

07/13/2005 - 04/28/2011

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

CT

12/17/2003 - 06/30/2005

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

MA

05/04/2000 - 12/31/2001

CDC IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. (BOSTON MA)

MA

06/10/1998 - 04/28/2000

LOOMIS SAYLES DISTRIBUTORS, L.P. (BOSTON MA)

MA

01/22/1998 - 03/06/1998

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

RI

11/20/1996 - 10/30/1997

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 05/11/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/28/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Frederic Chisholm.
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