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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Fred Roddy is a financial advisor with over 24 years of experience in the industry. John is currently registered with Raymond James & Associates, Inc. and has been with the firm since September 2016. Prior to Raymond James & Associates, Inc., John worked for SILVER LANE ADVISORS LLC, MACQUARIE CAPITAL (USA) INC., FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC, CITIGROUP GLOBAL MARKETS INC., and LEHMAN BROTHERS INC. John holds the Series 7, Series 24, Series 63, Series 79TO, and Series 99TO licenses. John is registered in Connecticut, Florida, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/23/2016 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
04/12/2019 - 12/20/2019
SILVER LANE ADVISORS LLC (New York NY)
NY
12/01/2009 - 08/05/2016
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
07/24/2008 - 12/01/2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC (NEW YORK NY)
NY
10/27/2006 - 06/23/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/09/1998 - 09/07/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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