Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Fratangelo III is a financial advisor who has been in the industry since 1989. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previous experience with MORGAN STANLEY DW INC., SMITH BARNEY INC. and LEHMAN BROTHERS INC.. John holds a variety of licenses including Series 3, 7, 31 and 66. John also coordinates small faith-based groups within the Highline Christian Church.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
01/14/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SEATTLE WA)
NY
06/07/2000 - 11/06/2006
MORGAN STANLEY DW INC. (ROCHESTER NY)
NA
07/31/1993 - 10/19/1994
SMITH BARNEY INC.
NA
05/26/1989 - 07/31/1993
LEHMAN BROTHERS INC.
BOTH
Issued 08/07/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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