Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Fraser Lomax is a financial advisor who has been working in the industry since 1997. John is currently registered with Stifel, Nicolaus & Company, Inc. in Bel Air, MD. John is also registered with the following states: Alabama, Arizona, Arkansas, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Montana, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, West Virginia, and Wisconsin. Before joining Stifel, Nicolaus & Company, Inc., John worked with Ryan Beck & Co. in Bel Air, MD, and Citigroup Global Markets Inc., also in Bel Air, MD. John is a Series 7, 9, 10, 31 and 66 licensed professional. John also holds a Series SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/05/2007 - Present
Stifel, Nicolaus & Company, Inc. (BEL AIR MD)
MD
12/05/2006 - 06/05/2007
RYAN BECK & CO. (BEL AIR MD)
MD
02/21/2006 - 12/07/2006
CITIGROUP GLOBAL MARKETS INC. (BEL AIR MD)
MD
09/23/1997 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 10/13/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/14/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 09/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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