Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Franklyn Robbins has been in the financial services industry since December 3, 1998. John Robbins is currently registered with Apex Clearing Corp. John Robbins has also been previously registered with CODA MARKETS, INC., ELECTRONIC TRANSACTION CLEARING, INC., M&T SECURITIES, INC., BLACKROCK INVESTMENTS, LLC, BABSON CAPITAL SECURITIES LLC, DWS SCUDDER DISTRIBUTORS, INC., DEAM INVESTOR SERVICES, INC., GE INVESTMENT DISTRIBUTORS, INC, CAPITAL BROKERAGE CORPORATION, AMERICAN GENERAL SECURITIES INCORPORATED and AMEV INVESTORS, INC.. John Robbins holds Series 6, 7, 24, 26, 63, 65 and 14 licenses. John Robbins has 21 approved SRO registrations and 1 approved FINRA registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/08/2022 - Present
Apex Clearing Corp. (New York NY)
IL
12/08/2022 - 05/01/2024
CODA MARKETS, INC. (WILMETTE IL)
NY
04/08/2022 - 03/28/2024
ELECTRONIC TRANSACTION CLEARING, INC. (New York NY)
DE
10/19/2013 - 04/05/2017
M&T SECURITIES, INC. (WILMINGTON DE)
NY
10/20/2011 - 01/03/2012
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
MA
05/01/2009 - 10/04/2011
BABSON CAPITAL SECURITIES LLC (BOSTON MA)
NY
10/12/2005 - 06/11/2008
DWS SCUDDER DISTRIBUTORS, INC. (NEW YORK NY)
NY
09/28/2005 - 06/11/2008
DEAM INVESTOR SERVICES, INC. (NEW YORK NY)
CT
12/18/2002 - 08/03/2005
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
VA
10/26/2001 - 01/07/2003
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
AZ
07/29/1991 - 11/01/1999
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
MN
07/19/1989 - 08/07/1991
AMEV INVESTORS, INC. (OAKDALE MN)
IA
Issued 07/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2024
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/16/1994
Series 4 - Registered Options Principal Examination
BC
Issued 08/12/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/01/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/07/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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