Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Franklin Thomas is a financial advisor with over 16 years of experience in the industry. John has held positions at several firms, including Waddell & Reed, Inc., Jefferson Pilot Securities Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, E*TRADE SECURITIES LLC, and MML INVESTORS SERVICES, LLC. John is currently a registered representative with Morgan Stanley. John has a Series 7, Series 6, Series 63, Series 65, and Series 66 licenses. John specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
03/19/2020 - Present
Morgan Stanley (Atlanta GA)
GA
08/29/2017 - 04/26/2018
MML INVESTORS SERVICES, LLC (Atlanta GA)
GA
05/11/2009 - 04/05/2010
E*TRADE SECURITIES LLC (ALPHARETTA GA)
NC
02/05/2007 - 09/03/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RALEIGH NC)
SC
02/09/2006 - 02/12/2007
JEFFERSON PILOT SECURITIES CORPORATION (COLUMBIA SC)
KS
06/29/2005 - 11/23/2005
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 07/13/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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