Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Franklin Sweeden has been in the financial services industry since May 10, 1987. John is currently registered with Avantax Advisory Services. John's primary office location is 100 N. CENTRAL EXPWY STE 1205, RICHARDSON, TX 75080. John is registered in 38 states as well as the District of Columbia and Puerto Rico for broker-dealer activities. John is also registered as an Investment Advisor Representative in Texas. In addition to John's current activities, John is also involved in the following businesses: H.D. Vest Insurance Agency Inc., Five Star Partners, Five Star Insurance Group, Five Star Advisor Partners, LLC, and North Texas Municipal Water District.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
09/07/1999 - Present
Avantax Advisory Services (RICHARDSON TX)
IA
Issued 06/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/13/1987
Series 4 - Registered Options Principal Examination
BC
Issued 06/19/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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