Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Franklin Pruitt is a financial advisor who is currently registered with Focus Strategies Merchant Banking, LLC. John has been in the financial industry since October 14, 2013. John has a Series 63, Series 79 and Series 62 license and is also registered in Texas. Previously John was associated with Westlake Securities. John is registered as an Investment Advisor Representative and is currently located in Austin, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
03/02/2015 - Present
Focus Strategies Merchant Banking, LLC (Austin TX)
TX
10/15/2013 - 06/23/2015
WESTLAKE SECURITIES (AUSTIN TX)
BC
Issued 06/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/14/2013
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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