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John Franklin Moore

Northwestern Mutual Investment Services, LLC

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About John Franklin Moore

John Franklin Moore has been a registered financial professional since 1989. John has passed both Series 6 and Series 7 exams and holds Series 63 and 65. John is a Certified Financial Planner and a Chartered Financial Consultant and has been working in the financial services industry since 1978. John is currently employed at Northwestern Mutual Investment Services, LLC and is registered to provide securities and investment advisory services in the state of Texas. John has previously worked at Robert W. Baird & Co. Incorporated and has worked in the Milwaukee and Dallas offices of various Northwestern Mutual companies. John has a broad range of experience with securities and investments.

Firm Information

John Moore is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Moore’s Registration & Firm History

TX

12/19/2003 - Present

Northwestern Mutual Investment Services, LLC (DALLAS TX)

WI

12/21/1989 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

10/06/1988 - 08/29/1989

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 11/08/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/12/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2000

Series 7 - General Securities Representative Examination

BC

Issued 07/19/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Franklin Moore.
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