Unclaimed
John Franklin Black is a financial advisor currently associated with LPL Financial LLC. John Franklin Black has been a registered representative in the securities industry for 37 years and has been with LPL Financial LLC for 19 years. John Franklin Black has a total of 10 active registrations, including securities registrations in Florida, Maryland, New York, North Carolina, South Carolina, Tennessee, Virginia, and Wyoming. John Franklin Black also has a Series 63, Series 66, and Series 24 licenses. John Franklin Black's firm has more than $50 billion in assets under management and has a client count of 168,915.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
05/24/2004 - Present
LPL Financial LLC (MORGANTON NC)
CT
12/23/1986 - 05/26/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BOTH
Issued 10/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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