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John Franklin Barnes

Northwestern Mutual Investment Services, LLC

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About John Franklin Barnes

John Franklin Barnes is a financial professional with over 30 years of experience in the financial services industry. John is currently registered with Northwestern Mutual Investment Services, LLC, and has been with the firm since 1993. Previously, John worked for ROBERT W. BAIRD & CO. INCORPORATED from 1994 to 2002. John holds a variety of licenses and registrations, including Series 6, 7, 63, and 65. In addition to his investment advisory experience, John has also passed the Securities Industry Essentials Examination (SIE). John is registered to offer securities in 16 states, including Arizona, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Maryland, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Texas, Virginia, and Washington. John specializes in investment research and referrals to other advisors.

Firm Information

John Barnes is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Barnes’s Registration & Firm History

NC

12/06/1993 - Present

Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)

WI

07/11/1994 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 12/06/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/01/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2006

Series 7 - General Securities Representative Examination

BC

Issued 12/03/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Franklin Barnes. Review regulatory record here.
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