Unclaimed
John Frank Mazzola is an investment advisor representative with MML Investors Services, LLC, registered with the state of Pennsylvania. John has been in the industry since August 24, 1986, and has a Series 6, Series 63 and SIE license. John is also a Chartered Financial Consultant (ChFC). John is affiliated with MML Investors Services, LLC and has worked with them since March 2017. John has been registered as a securities professional since 1986. John has previously worked with MSI FINANCIAL SERVICES, INC., NEW ENGLAND SECURITIES and TRAVELERS EQUITIES SALES, INC. John has a history of working with a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth. John's current firm offers financial planning, pension consulting, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
03/25/2017 - Present
MML Investors Services, LLC (NEWTOWN SQUARE PA)
PA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEWTOWN SQUARE PA)
PA
04/27/1989 - 01/02/2015
NEW ENGLAND SECURITIES (NEWTOWN SQUARE PA)
CA
08/25/1986 - 04/27/1989
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BC
Issued 09/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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