Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Halper is a financial advisor with over 40 years of experience in the industry. John is currently registered with Wells Fargo Clearing Services, LLC. John is also registered with the state of Georgia as an Investment Advisor Representative and the state of Texas as an Investment Advisor Representative. John has a long history of working with clients in various capacities, including experience with Morgan Stanley and Citigroup Global Markets Inc. John is well-versed in a variety of investment strategies and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
09/28/2015 - Present
Wells Fargo Clearing Services, LLC (ATHENS GA)
GA
06/01/2009 - 09/29/2015
MORGAN STANLEY (ATHENS GA)
GA
04/05/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ATHENS GA)
GA
09/24/1982 - 04/09/2001
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IA
Issued 05/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/28/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1983
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Halper is the right advisor for you? Invested Better is here to help.
