Unclaimed
John Frank Galloway is a financial advisor currently registered with Voya Financial Advisors, Inc.. John has been in the financial services industry since August 1996 and has experience working with high-net-worth individuals, corporations and charitable organizations. John’s previous firms include ING Financial Advisors, LLC, MONY Securities Corporation, MetLife Securities Inc., and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/03/2011 - Present
Voya Financial Advisors, Inc. (College Station TX)
TX
03/14/2005 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (BRYAN TX)
NY
04/01/2003 - 03/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
08/02/1996 - 03/31/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/02/1996 - 03/31/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 05/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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