Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Frank Dirks is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. John has been in the industry for over 17 years. He has held registrations with UBS Financial Services Inc. and Wells Fargo Advisors Financial Network, LLC. John is registered in 12 states and has a Series 66, Series 7 and SIE. John is a financial advisor with a strong track record of providing financial planning and investment management services to individuals, businesses, and institutions. He is committed to providing his clients with personalized and comprehensive financial solutions. John is a member of the Parish Finance Council Chair for Cathedral of Saint John the Baptist, and owns 100% of LGS & Company LLC. John's office is located in Charleston, South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
04/04/2016 - Present
Wells Fargo Advisors Financial Network, LLC (CHARLESTON SC)
SC
02/02/2005 - 04/04/2016
UBS FINANCIAL SERVICES INC. (CHARLESTON SC)
BOTH
Issued 02/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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