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John Frank Cordio

H.c.wainwright & CO., LLC

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About John Frank Cordio

John Cordio is a financial professional with over 10 years of experience in the securities industry. John has a Series 7, Series 24, Series 56, Series 63 and Series 79 licenses. John is currently registered with H.c.wainwright & Co., LLC. Previously, John was registered with Dawson James Securities, Inc. and T3 Trading Group, LLC. John is licensed to conduct business in 53 states.

Firm Information

John Cordio is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Cordio’s Registration & Firm History

NY

04/15/2013 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

FL

11/28/2012 - 04/17/2013

DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)

NY

08/26/2011 - 05/15/2012

T3 TRADING GROUP, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/28/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 11/27/2012

Series 7 - General Securities Representative Examination

BC

Issued 08/25/2011

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Frank Cordio.
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