Unclaimed
John Cordio is a financial professional with over 10 years of experience in the securities industry. John has a Series 7, Series 24, Series 56, Series 63 and Series 79 licenses. John is currently registered with H.c.wainwright & Co., LLC. Previously, John was registered with Dawson James Securities, Inc. and T3 Trading Group, LLC. John is licensed to conduct business in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/15/2013 - Present
H.c.wainwright & CO., LLC (NEW YORK NY)
FL
11/28/2012 - 04/17/2013
DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)
NY
08/26/2011 - 05/15/2012
T3 TRADING GROUP, LLC (NEW YORK NY)
BC
Issued 11/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/27/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/25/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
F
FINRA
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