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John Francis Unterreiner

Northwestern Mutual Investment Services, LLC

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About John Francis Unterreiner

John Francis Unterreiner is a financial professional with over 25 years of experience in the industry. John is registered with Northwestern Mutual Investment Services, LLC, and has been with them since 2009. John has held previous positions with ROBERT W. BAIRD & CO. INCORPORATED and PRUCO SECURITIES CORPORATION. John is licensed in Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Massachusetts, Montana, Nebraska, New Mexico, North Carolina, Ohio, Oklahoma, Oregon, Texas, Virginia, and Washington. John holds the Series 6, Series 26, and Series 63 licenses. John is also a licensed insurance agent in Washington. John specializes in providing investment advice and financial planning to individuals and families.

Firm Information

John Unterreiner is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Unterreiner’s Registration & Firm History

WA

09/25/1997 - Present

Northwestern Mutual Investment Services, LLC (TACOMA WA)

WI

04/25/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NJ

11/06/1996 - 11/18/1996

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 11/05/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Francis Unterreiner.
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