Unclaimed
John Francis Sharkey is a financial advisor with MML Investors Services, LLC. John is licensed to offer investment advice in 12 states. John has been in the financial industry since 2001. John is a Certified Financial Planner and a Chartered Financial Analyst. John also has a Series 66, Series 3, Series 55 and Series 7 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
12/09/2022 - Present
MML Investors Services, LLC (SADDLE BROOK NJ)
NJ
08/18/2022 - 11/29/2022
NYLIFE SECURITIES LLC (EDISON NJ)
NJ
10/30/2019 - 07/22/2022
EQUITABLE ADVISORS, LLC (EDISON NJ)
NJ
07/26/2018 - 10/16/2019
MML INVESTORS SERVICES, LLC (Warren NJ)
NJ
08/03/2001 - 06/05/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RED BANK NJ)
BOTH
Issued 08/03/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2005
Series 3 - National Commodity Futures Examination
BC
Issued 02/03/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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