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John Francis Scelsa

Mizuho Securities USA LLC

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About John Francis Scelsa

John Francis Scelsa is a financial professional with over 30 years of experience in the industry. Currently, John is registered with Mizuho Securities USA LLC. John has previously held positions at Morgan Stanley & Co. LLC, Barclays Capital Inc., Lehman Brothers Inc., Credit Suisse First Boston LLC, and Donaldson, Lufkin & Jenrette Securities Corporation.

Firm Information

John Scelsa is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Scelsa’s Registration & Firm History

NJ

03/08/2016 - Present

Mizuho Securities USA LLC (ISELIN NJ)

NY

08/13/2013 - 03/21/2016

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

09/22/2008 - 02/26/2013

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

04/28/2004 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

12/06/2000 - 04/16/2004

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NJ

07/21/1997 - 09/19/2002

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

06/04/1992 - 07/11/1997

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/18/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/12/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/1993

Series 3 - National Commodity Futures Examination

BC

Issued 06/02/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Francis Scelsa.
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