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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Francis Rosenstern is a financial advisor who has been in the industry since 1986. John is currently registered with Morgan Stanley and has held previous positions with Citigroup Global Markets Inc., Lehman Brothers Inc., Prudential Securities Incorporated, A. G. Edwards & Sons, Inc., and Pruco Securities Corporation. John holds Series 6, 7, 31, 63, and 66 licenses. John specializes in a variety of areas, including portfolio management for individuals and businesses, financial planning, and pension consulting. John has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
LA
02/07/2014 - Present
Morgan Stanley (Baton Rouge LA)
LA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BATON ROUGE LA)
NY
07/21/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/20/1992 - 07/20/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
09/24/1986 - 04/22/1992
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
07/21/1986 - 06/04/1987
PRUCO SECURITIES CORPORATION
BOTH
Issued 06/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 07/18/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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