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John Francis Roesch

Voya Financial Advisors, Inc.

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About John Francis Roesch

John Francis Roesch has been a financial professional since 1987. John has worked with Voya Financial Advisors, Inc. since 2011, previously worked with ING FINANCIAL ADVISERS, LLC and AMERICAN GENERAL FINANCIAL ADVISORS, INC. John offers investment advisory services, financial planning services and educational seminars.

Firm Information

John Roesch is currently registered with Voya Financial Advisors, Inc.. Voya Financial Advisors, Inc. is a corporation formed in 1968 and headquartered in Windsor, Connecticut. They offer financial planning, portfolio management for individuals and businesses, and educational seminars. With over 500 licensed investment advisor representatives and registered representatives, they manage approximately $3 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Voya Financial Advisors, Inc.

ONE ORANGE WAY

WINDSOR, CT 06095

$3.05B

Assets Under Management

264

Total Clients

684

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Roesch’s Registration & Firm History

OH

01/03/2011 - Present

Voya Financial Advisors, Inc. (Columbus OH)

OH

05/16/2001 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (COLUMBUS OH)

TX

10/30/1997 - 05/17/2001

AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)

TX

06/03/1987 - 05/17/2001

THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Francis Roesch. Review regulatory record here.
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