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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Francis Potter is an investment advisor representative registered with LPL Financial LLC since June 2023. John has been in the industry since April 1993 and has a broad experience, having previously worked with CUSO FINANCIAL SERVICES, L.P., SORRENTO PACIFIC FINANCIAL, LLC, MML INVESTORS SERVICES, LLC, CETERA INVESTMENT SERVICES LLC, SAGEPOINT FINANCIAL, INC., ALLSTATE FINANCIAL SERVICES, LLC, PRUDENTIAL ANNUITIES DISTRIBUTORS, INC, HORNOR, TOWNSEND & KENT, INC., MML DISTRIBUTORS, LLC and MML INVESTORS SERVICES, INC.. John holds licenses for the Series 6, 7, 24, 26, 63, and 65 exams. John is also registered with the state of Idaho as a broker-dealer and investment advisor. John provides financial planning, portfolio management for individuals and businesses, and educational seminars. John also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ID
06/06/2023 - Present
LPL Financial LLC (BOISE ID)
ID
09/16/2019 - 01/03/2023
CUSO FINANCIAL SERVICES, L.P. (Boise ID)
CA
09/16/2019 - 01/03/2023
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
ID
10/25/2017 - 09/17/2019
MML INVESTORS SERVICES, LLC (Meridian ID)
ID
10/29/2015 - 07/17/2017
CETERA INVESTMENT SERVICES LLC (BOISE ID)
CA
02/03/2015 - 10/13/2015
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
CA
05/26/2010 - 08/29/2014
ALLSTATE FINANCIAL SERVICES, LLC (SAN DIEGO CA)
CT
06/20/2006 - 12/09/2009
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
PA
03/18/2004 - 06/23/2006
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MA
09/12/2003 - 09/28/2004
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
09/13/1991 - 09/16/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 04/06/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2019
Series 24 - General Securities Principal Examination
BC
Issued 12/23/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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