Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Francis Piazza is a financial professional with over 20 years of experience in the industry. John currently works at Seaport Global Securities LLC and is registered with FINRA. John has a wide range of experience in the financial industry, including working as a Registered Options Principal and a Financial and Operations Principal. John holds the Series 3, 4, 7, 24, 27, 55, 57, 99, and SIE licenses. John has been a licensed securities professional since 2004. John also has experience working at Cowen and Company and CRT Capital Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/22/2018 - Present
Seaport Global Securities LLC (GREENWICH CT)
CT
05/09/2016 - 01/18/2018
COWEN AND COMPANY (Stamford CT)
NY
11/01/2004 - 05/11/2016
CRT CAPITAL GROUP LLC (New York NY)
NJ
02/09/2004 - 11/05/2004
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 08/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2012
Series 4 - Registered Options Principal Examination
BC
Issued 05/09/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2012
Series 3 - National Commodity Futures Examination
BC
Issued 06/07/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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