Unclaimed
John Francis Odonoghue is a financial professional with over 35 years of experience in the securities industry. John is currently registered with Height Capital Markets. Previously, John has held positions with OTR Global Trading LLC, Cowen and Company and Credit Suisse First Boston LLC. John holds a Series 63, Series 7, Series 9, Series 10, Series 24, Series 55, Series 57TO and SIE license and is currently registered in the District of Columbia, Maryland, New Jersey, New York and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DC
11/02/2023 - Present
Height Capital Markets (WASHINGTON DC)
NY
11/07/2013 - 05/12/2023
OTR GLOBAL TRADING LLC (PURCHASE NY)
MA
07/11/2005 - 03/01/2012
COWEN AND COMPANY (BOSTON MA)
NY
04/04/2000 - 07/12/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
08/20/1985 - 04/20/2000
SCHRODER & CO. INC. (NEW YORK NY)
BC
Issued 08/27/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/17/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/03/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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