Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Francis O'Brien is a financial advisor with Craig-Hallum Capital Group LLC. John has over 9 years of experience in the financial services industry. John is registered with FINRA and holds Series 7, 79TO, 86, 87, and SIE licenses. John is also registered in Connecticut, Minnesota, and New York. John has previously worked at Cowen and Company and CJS Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
11/22/2022 - Present
Craig-Hallum Capital Group LLC (MINNEAPOLIS MN)
NY
02/23/2016 - 04/03/2017
COWEN AND COMPANY (NEW YORK NY)
NY
10/09/2013 - 02/04/2016
CJS SECURITIES, INC. (WHITE PLAINS NY)
BC
Issued 12/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/28/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/19/2014
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/09/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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