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John Francis Neeley

Nationwide Securities, LLC

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About John Francis Neeley

John Francis Neeley is a financial professional with over six years of experience in the financial services industry. John is currently a Registered Representative with Nationwide Securities, LLC. Previously, John was a Registered Representative with Securities America, Inc. and Cambridge Investment Research, Inc. John holds the Series 7, Series 63 and Series 65 securities licenses. John is a Certified Financial Planner (CFP). John provides financial planning and portfolio management services to individuals.

Firm Information

John Neeley is currently registered with Nationwide Securities, LLC. Nationwide Securities, LLC is a Limited Liability Company that was formed in October 2007 and is headquartered in Columbus, OH. The firm is registered with the SEC and is licensed to operate in all 50 states and the District of Columbia. Nationwide Securities offers financial planning, selection of other advisors, and portfolio management for individuals. They have a total of 52 registered representatives, 26 of whom are Investment Adviser Representatives. The firm has reported 10 regulatory events and 3 arbitrations.
Nationwide Securities, LLC

10 WEST NATIONWIDE BLVD

COLUMBUS, OH 43215

Not reported

Assets Under Management

79

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Neeley’s Registration & Firm History

CA

01/23/2024 - Present

Nationwide Securities, LLC (Sacramento CA)

CA

07/25/2023 - 08/17/2023

SECURITIES AMERICA, INC. (CAMERON PARK CA)

CA

09/20/2017 - 07/17/2023

CAMBRIDGE INVESTMENT RESEARCH, INC. (CAMERON CA)

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Licenses & Designations

IA

Issued 09/14/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/07/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Francis Neeley.
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