Unclaimed
John Francis Murray is a financial advisor who has been in the industry since February 6, 2014. John is currently registered with ADP Broker-Dealer, Inc. and is licensed to sell securities in 51 states. John has passed a total of 5 exams including Series 6, Series 63, Series 26 and SIE. John is based in Allentown, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/07/2014 - Present
ADP Broker-Dealer, Inc. (Allentown PA)
BC
Issued 02/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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