Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Francis Murphy is a financial advisor with over 29 years of experience in the financial industry. John has a strong background in securities and investments, having worked for a number of prominent firms including Adams Harkness, Inc., Tucker Anthony Incorporated, John Hancock Clearing Corporation and Leerink Swann & Company. John currently works for Fidelity Brokerage Services LLC and National Financial Services LLC, both located in Westlake, Texas. He is a Series 7, 9, 10, 14, 63 and 99TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/05/2010 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
MA
08/01/2005 - 06/04/2007
LEERINK SWANN & COMPANY (BOSTON MA)
NY
12/01/2000 - 12/01/2004
ADAMS HARKNESS, INC. (NEW YORK NY)
MA
05/25/1993 - 12/07/2000
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
08/16/1993 - 08/14/1996
JOHN HANCOCK CLEARING CORPORATION (NEW YORK NY)
BC
Issued 08/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/1995
Series 14A - Compliance Official Specialist Exam
BC
Issued 07/25/1993
Series 14 - Compliance Officer Examination
BC
Issued 07/20/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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