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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Moran is a financial advisor with Wells Fargo Clearing Services, LLC. John has been in the financial services industry for 24 years. John has a Series 63, Series 66 and Series 7 licenses and holds registrations in multiple states including Alaska, California, Colorado, Connecticut, Florida, Indiana, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New York, Pennsylvania, Tennessee, Texas, and Virginia. John's previous experience includes roles at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, Capital Analysts, Incorporated and Sherwood Capital, Inc. John's specialties include Retirement Planning, Education Planning, Investment Management and Insurance Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/10/2019 - Present
Wells Fargo Clearing Services, LLC (SHORT HILLS NJ)
NJ
06/01/2009 - 07/22/2010
MORGAN STANLEY SMITH BARNEY (WESTFIELD NJ)
NJ
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WESTFIELD NJ)
MD
08/08/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
02/08/1989 - 01/15/1990
LEGG MASON WOOD WALKER, INCORPORATED
NA
01/20/1988 - 02/15/1989
CAPITAL ANALYSTS, INCORPORATED
NA
01/20/1988 - 02/10/1988
SHERWOOD CAPITAL, INC.
BOTH
Issued 08/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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