Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Francis Millett is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been in the financial services industry since January 1997 and is currently registered with both FINRA and the state of New York. John is licensed to provide a range of financial services including investment advice, financial planning, and portfolio management. John holds a Series 6, 7, and 66 license and the SIE exam. John has experience working with a variety of clients, including individuals, corporations, and institutions. John has experience working with a range of clients, including individuals, corporations, and institutions. John also has experience working with a variety of investment products, including stocks, bonds, mutual funds, and exchange-traded funds. John is a member of the Merrill Lynch, Pierce, Fenner & Smith Inc. team, which is comprised of over 12,500 licensed agents, 26,251 investment advisor representatives, and 27,997 registered representatives. Merrill Lynch, Pierce, Fenner & Smith Inc. manages over $1 trillion in assets for its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/10/2003 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
12/24/1996 - 08/12/1997
MERRILL LYNCH FUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BOTH
Issued 09/10/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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